The Portfolio Lifecycle: Stage 2 – Planning

This portfolio stage consists of two steps: Risk Profile and Risk Review.

The workflow for these steps depends on whether Self-Assessed Risk Rating was ticked in Step 1 of creating the portfolio.

If this box was ticked, the risk is self-assessed. In the self-assessed workflow, the Portfolio Manager assigns a simple risk profile, requests approval from the Portfolio Risk Approver, and the Portfolio Risk Approver completes the process.

If this box was left blank, the process follows SurePact’s risk profiling tool.